
Key Takeaways
- Universities carry a large, mixed workforce to evaluate. U.S. degree-granting institutions employed about 1.5 million faculty and nearly 4 million people overall in Fall 2023, and close to 44% of faculty work part-time.
- Regular faculty evaluation is an accreditation requirement. SACSCOC Standard 6.3 tells institutions to publish and follow policies for the "regular evaluation of faculty members, regardless of contract or tenure status," and Middle States sets a similar expectation for faculty and staff.
- Documentation also protects the institution. Under EEOC rules (29 CFR 1602.14), employers must keep personnel records and, once a discrimination charge is filed, preserve the relevant records until the case is resolved.
- The gap is usually the record, not the intent. Reviews scattered across email, paper, and shared drives are hard to produce on deadline. Performance management software keeps evaluations consistent, scheduled, and documented in one place.
A university runs on people who are hard to measure with a single yardstick. A tenured professor, a first-year adjunct teaching 2 sections, a lab manager, a financial aid counselor, and a dean all do different work and are held to different standards. Each one is supposed to be reviewed on a regular schedule. In most cases the review happens. The record of it is where things fall apart.
That record matters more than it looks. Accreditors ask to see it. Courts and civil rights agencies ask to see it. And the people being reviewed deserve to know the standard was applied to them the same way it was applied to everyone else.
Why Universities Must Document Faculty and Staff Performance
Start with the size of the job. U.S. degree-granting institutions employed about 1.5 million faculty in Fall 2023 and nearly 4 million people in total, according to the National Center for Education Statistics. Close to 44% of faculty work part-time. All of them fall under the same basic expectation of regular, documented evaluation. SACSCOC, the accreditor for much of the southern United States, requires institutions to publish and follow policies for the "regular evaluation of faculty members, regardless of contract or tenure status." The Middle States Commission sets a similar expectation that faculty and staff be reviewed regularly and fairly.
Documentation also protects the institution. Under EEOC rules, an employer must keep personnel records for at least a year, and once a discrimination charge is filed it must preserve the relevant records until the case is resolved (29 CFR 1602.14). If a tenure denial or a dismissal is later challenged, the university has to show a legitimate, nondiscriminatory reason for the decision, and a steady trail of reviews, goals, and feedback is what supports that. No single federal law requires a university to run a performance system. The pressure comes from accreditors, from state rules at public institutions, and from union contracts. The record is what ties all of it together.
Where Faculty Performance Documentation Falls Apart
The evaluation usually happens somewhere. The problem is finding it later. Reviews live in a department chair's email, a signed PDF on a shared drive, a paper form in a filing cabinet, and a spreadsheet a former administrator built. Criteria drift from one department to the next. A strong year for one instructor is documented in detail, while another's file holds a single line.
Turnover makes the pile harder to manage. Higher-education turnover reached about 14% in 2023–24, according to CUPA-HR, and part-time and adjunct roles churn fastest. New chairs inherit files they did not build. When an accreditation team asks for several years of faculty evaluations, or when a lawyer requests the record behind a contested decision, the gaps show. Missing or inconsistent documentation is not a neutral fact. It can become evidence that a decision was not applied fairly.
How Performance Management Software Creates a Documented Record
Performance management software works on the record, not the judgment. People still do the evaluating. The software makes sure it happens on schedule, follows the same criteria, and lands in one place. Review cycles run on a set calendar, so a term does not slip by without a completed evaluation. Goals set at the start of the year sit next to the results at the end. Self-reviews, manager reviews, and multi-rater feedback attach to the same file.
Because everything is time-stamped and stored together, the record is ready when someone asks for it. An accreditation self-study can pull several years of evaluations without a scramble. A contested tenure or dismissal decision has a clear history behind it. Every employee, from a tenured professor to a first-semester adjunct, is measured against the same written standard. That consistency is the point. It is fairer to the people being reviewed and easier to defend.
How KnowledgeCity's KC Performance Supports Universities
At KnowledgeCity, our KC Performance solution is built for this kind of record-keeping. Reviews run on managed cycles, so evaluations stay on schedule across departments. Self and manager reviews, goals with gap analysis, and 360 or multi-rater feedback sit in one place, and built-in data governance controls who can see and change each record.
KC Performance sits in our Grow suite, part of the wider KnowledgeCity platform, so performance records connect to the training and development side rather than living in a separate system. The software organizes and stores the evidence. The academic judgment, the criteria, and the decisions stay with your people. What we add is a consistent, documented trail that holds up when an accreditor or an attorney asks to see it.
Keep every faculty and staff review in one documented place
Scheduled review cycles, goals, and multi-rater feedback, stored with the governance a university audit needs.
Faculty Performance Documentation FAQs
1. Why do universities need to document faculty and staff performance?
Two reasons drive it. First, accreditors require regular faculty evaluation. SACSCOC Standard 6.3, for example, tells institutions to publish and follow policies for the regular evaluation of faculty, regardless of contract or tenure status. Second, employment law rewards good records. Under EEOC rules (29 CFR 1602.14), employers must keep personnel records and preserve them once a discrimination charge is filed, and if a decision is challenged, consistent documentation helps the university show a legitimate, nondiscriminatory reason.
2. Is there a law that requires universities to evaluate performance?
There is no single federal law that requires a university to run a performance-management system. Federal performance-appraisal rules apply to federal agencies, not to colleges. For universities, the requirement to evaluate faculty and staff comes from institutional accreditors, from state rules and governing-board policy at public institutions, and from collective bargaining agreements. Anti-discrimination law such as Title VII shapes how evaluations are done and documented, not whether a system is required.
3. What should a defensible faculty or staff performance record include?
A strong record shows the same elements for everyone. It captures the written criteria used, the goals set for the period, the completed self and manager reviews, any peer or multi-rater feedback, and a date on each step. Consistency across departments matters as much as the content. A file that is thorough for one instructor and thin for another is hard to defend if a decision is questioned.
4. How does performance management software help with accreditation?
An accreditation review often asks for several years of faculty evaluations across departments. When those reviews live in email and on paper, pulling them together is slow and incomplete. Performance management software keeps each cycle scheduled, consistent, and time-stamped in one place, so the evidence an accreditor asks for is ready to export rather than reconstructed.
References
- Southern Association of Colleges and Schools Commission on Colleges. The Principles of Accreditation, 2024 Edition (Standard 6.3, Faculty Employment and Evaluation).
- Middle States Commission on Higher Education. Standards for Accreditation and Requirements of Affiliation, Fourteenth Edition.
- U.S. Equal Employment Opportunity Commission. 29 CFR 1602.14 – Preservation of Records Made or Kept.
- National Center for Education Statistics. Digest of Education Statistics, Table 315.10 – Faculty in Degree-Granting Postsecondary Institutions (Fall 2023).
- National Center for Education Statistics. Digest of Education Statistics, Table 314.10 – Staff in Postsecondary Institutions (Fall 2023).
- CUPA-HR. Voluntary Turnover in the Higher Ed Workforce Is Trending Downward (2023–24).
- KnowledgeCity. Grow Suite and KC Performance.