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Compliance: Protecting Our Business
Learn the fundamentals of CompliancePreview the first lesson free — get full access to all 18 lessons.
Essential Provider : بنك الرياض 18 Lessons · 29m in Arabic, English
Course Description
This course is designed to teach you the fundamentals of our Compliance Principles; including your responsibilities when it comes to compliance with standards, Riyad Bank policies and Kingdom of Saudi Arabia laws and regulations. By the end of this course, you should be able to understand your roles and responsibilities for compliance with Riyad Bank policies and KSA laws and regulations, as well as what to do when there is non-compliance.
What You'll Learn
- Understand your roles and responsibilities for compliance with Riyad Bank policies and Kingdom of Saudi Arabia laws and regulations
- Explain the compliance function and its importance in Saudi banks, including the concept of compliance function independence
- Apply the compliance rules and guide for banks working in the KSA, including the Basel Committee compliance document
- Identify the Code of Ethics, conflicts of interest, and professional policies supervised by Compliance
- Follow the policy for handling clients' complaints and recognize violations of policies
- Determine what to do when there is non-compliance
Key Takeaways
- Compliance covers your responsibilities regarding standards, Riyad Bank policies, and Kingdom of Saudi Arabia laws and regulations.
- The course addresses the compliance function and its importance in Saudi banks, along with the compliance department's responsibility and the concept of compliance function independence.
- The course covers the compliance rules and the compliance guide for banks working in the KSA, including the Basel Committee compliance document.
- Topics include the Code of Ethics, conflicts of interest, professional policies, handling clients' complaints, and violations of policies.
- By the end of the course, you should understand your compliance roles and responsibilities and what to do when there is non-compliance.
Frequently Asked Questions
Who is this course for?
It is designed for people who need to understand their compliance responsibilities under Riyad Bank policies and Kingdom of Saudi Arabia laws and regulations, particularly in the banking sector.
What will this course teach me?
It teaches the fundamentals of the Compliance Principles, including your responsibilities for compliance with standards, Riyad Bank policies, and KSA laws and regulations, and what to do when there is non-compliance.
What compliance topics does the course cover?
It covers compliance in the banking sector, the compliance vision and mission, the Basel Committee compliance document, the compliance function and its importance in Saudi banks, compliance rules and guides for banks in the KSA, compliance roles and responsibilities, compliance function independence, laws and legislation, the Code of Ethics, conflicts of interest, professional policies, handling clients' complaints, and violations of policies.
What should I be able to do after completing this course?
You should be able to understand your roles and responsibilities for compliance with Riyad Bank policies and KSA laws and regulations, and know what to do when there is non-compliance.
